Industry moves this week | Investment Executive
Jan 10, 2025 · Each week, we summarize notable moves across the financial industry. Paul de la Roche has been promoted to head of private wealth for the Canadian arm of Fiera Capital. He joined the company in 2013 and has 20 years of industry experience, most recently as senior investment counsellor and regional head of private wealth.
Decumulation for business owners, incorporated professionals and …
Nov 4, 2024 · You will be required to complete a quiz to obtain a CE certificate from CIRO Cycle 10 (IIROC) and FP Canada. CE accreditation is powered by CE Corner. If you attended the live webinar, you will receive an e-mail notification from CE Corner when your CE certificate from CIRO Cycle 10 (IIROC) and FP Canada, is ready.
Modest market returns, volatility on tap for 2025: Edward Jones
Jan 16, 2025 · Despite uncertainty related to factors such as U.S. tariffs, “we continue to view market volatility as an opportunity for investors to rebalance, diversify and add quality investments to stock and bond portfolios in the year ahead,” the report said.
Canada’s Financial Industry Newspaper | Investment Executive
Investment Executive has the latest news and analysis on investment products, industry news and securities regulation for financial advisors.
Vanguard settles with SEC, NASAA | Investment Executive
Jan 17, 2025 · Fund giant Vanguard Group, Inc. is paying upwards of US$100 million to settle allegations that it failed to disclose the risk that hefty redemptions from certain investment funds could result in large capital gains distributions and tax bills for certain investors.
BoC could have been clearer about extraordinary measures: review
Jan 17, 2025 · Extraordinary measures taken by the Bank of Canada during the pandemic could have been communicated more clearly, an internal review has found, including an explanation of how the actions would be wound down after the crisis.
Rising yields challenge sovereign finances: Fitch
Jan 13, 2025 · “The latest market moves may reflect continuing shifts in the distribution of perceived inflation risks, partly due to expected tariff increases and tighter immigration policies in the U.S., as well as possible fiscal loosening by the incoming Trump administration,” it said.
Industry moves last week | Investment Executive
Jan 3, 2025 · Each week, we summarize notable moves across the financial industry. National Bank has announced changes to its senior leadership team, effective Mar. 1.
Bridging investors’ recovery ruling delayed to 2025
Dec 5, 2024 · However, that methodology is now facing a legal challenge from firms with unresolved claims against the funds’ assets. In a filing, lawyers for one of those firms (with an unresolved $213 million claim) argued that the receiver is seeking “very significant, novel” relief in their motions on the proposed interim distribution — which, if granted, could prevent it …
Crypto tax evasion lands U.S. man in jail | Investment Executive
Dec 13, 2024 · A Texas man has landed in jail for failing to report large gains on his crypto trades to U.S. tax authorities. On Thursday, the U.S. Department of Justice (DoJ) said Frank Richard Ahlgren III of Austin, Texas had been sentenced to two years in prison, one year of supervised release and ordered to pay US$1.1 million in restitution to the U.S. government for filing a false tax return that didn ...